Securities & Investment Markets

Ong’anya Ombo Advocates LLP has developed structures to effectively guide/advise and represent clients on matters touching on securities markets. We provided regulatory advice to Bangi Inc., a United States of America (the US) company, focusing on investing in marijuana investment products. The company, which had a board of directors made of the likes of William Norwood Jr (rapper Ray J), Matthew Knowles (Beyonce’s father), Hill Harper, among others, secured a comprehensive regulatory and policy guidance on how best to enter the Kenyan market through cross-listing at Kenya’s NSE bourse.

One of our partners has previously advised and engaged the Capital Markets Authority (CMA) to secure authorization and licenses for a Fund Manager.

As the securities market regulator, the CMA provides a series of regulations that touch on various markets such as listing, fund managers, collective investment schemes, derivative markets, and disciplinary actions, to mention a few. Our service model entails A – Z provision of services or where a prospect would prefer our office to pick up from to a defined conclusion.

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